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Plasma modification of microporous polymer membranes for application in biomimetic dissolution studies


Biorelevant dissolution is an indispensable tool utilized during formulation development and optimization for the prediction of in vivo bioavailability of pharmaceutical agents. Within that framework, membrane-permeation dissolution methodologies are widely used to model drug absorption. The current work evaluates polymer membrane surface modifications for production of biomimetic membranes to be employed in biorelevant dissolution studies. Biomimetic membranes exhibit hydrophilic and hydrophobic properties to simulate the intestinal membrane environment. Low temperature plasma treatment of microporous polyethersulfone (PES), nylon and polypropylene (PP) polymer membranes was applied to produce low energy surface layers with permanent hydrophobic and hydrophilic functionalities. Surface modifications on microporous polymer membranes were achieved by plasma treatments using tetrafluoromethane (CF4), perfluorohexane (C6F14), dichloromethane (DCM) and water (H2O). Surface characterization of treated membranes was evaluated using scanning electron microscopy energy dispersive x-ray spectroscopy (SEM-EDS), water contact angle (CA) and x-ray photoelectron spectroscopy (XPS) techniques. SEM-EDS analysis of polymer membranes treated with fluorinated and chlorinated solvents/gases depicts altered surface morphologies with enriched porosity. SEM-EDS and XPS analyses demonstrate the chemical modification at the surface of treated membranes is strongly influenced by the type of treatment gas or solvent. Results show fluorination as a more effective and less destructive treatment technique. XPS confirmed the presence of elemental fluorine functional groups at the surface of the PES and nylon membranes. Evaluating elemental changes (F/C ratio) from multiple techniques confirms fluorinated plasma treatments are localized to the surface of the membrane and do not significantly affect the bulk properties. In a supplemental study, a detailed comparison of the plasma treated polymer membranes and porcine intestines revealed the biomimetic nature of the modified membranes.


The most popular mode of drug administration is the oral route, denoting the gastrointestinal tract (GIT) as the primary site for drug delivery (York 2013; Rowland 1972; Maisel et al. 2015). Of the anatomical structures comprising the GIT, the small intestine presents the largest surface area (~30 m2), designating it as a primary site for drug absorption (Artursson and Knight 2015; Helander and Fändriks 2014). Predicting drug absorption and oral bioavailability is a critical aspect of drug development, which can be challenging due to the complexity of the human intestinal membrane. The small intestine is composed of a porous lipid membrane. Collections of villi project from the lining of intestinal epithelial cells and expose tiny hair-like microvilli to the intestinal environment. At the outermost surface, striated layers of microvilli constitute the brush border membrane. Adjacent to the apical brush border surface, a stagnant layer of aqueous media (unstirred aqueous layer) separates the membrane from the bulk fluid phase and is known to act as a barrier to diffusion (Porter et al. 2007). With advances in technology, fabrication of the aforementioned properties into a surrogate biological membrane has become possible (van de Waterbeemd 2000).

Biomimetic membranes embody essential chemical, physical and topographical properties such as hydrophilicity (unstirred aqueous layer, wettability of membrane from intestinal fluid), hydrophobicity (lipophilicity of the brush border membrane), porosity (neighboring epithelial cells, intestinal crypts/glands in villus) and self-assembly (spontaneous organization of molecules). Biological elements can be incorporated into various scaffolds that generate biomimetic membranes, i.e. – PAMPA membranes and Caco-2 cells, but such membranes have drawbacks including inadequate stability, lengthy manufacturing times (>20 days) and extensive production costs (Ruell 2003; Artursson et al. 2001; Kansy et al. 1998; Macheras et al. 2013). In contrast, novel approaches such as plasma treatment of microporous polymer membranes have been utilized for the production of biomimetic membranes (Obeso et al. 2013). An array of plasma treatment approaches (hydrophobic and hydrophilic) can be exploited to manipulate the surface of polymer membranes for a variety of applications.

Polymer materials have been adopted as an important tool in separation technologies, with numerous scientific and practical applications in a variety of including biopharmaceutics and biomimetic dissolution testing (Ho et al. 2000; Robeson 1999; Krause et al. 2003; Baker 2002; Fakhru’l-Razi et al. 2009; Shannon et al. 2008; Azarmi et al. 2007). As a classical approach to modifying the properties of polymers, wet chemical modifications have been shown to induce the presence of reactive functional groups at the surface of polymer membranes (Liston et al. 1994). However, challenges associated with overexposure to treatment conditions can lead to chemical degradation, which often limits reproducibility of the surface functionalization and stability of the modified polymer membrane (Penn and Wang 1994). To reduce the expenditure of hazardous organic solvents and enhance control over the chemical modification, solvent-free techniques have emerged as a dominant trend in the field of surface engineering research (Desmet et al. 2009). Plasma treatments are a prevailing vanguard of solvent-free surface modification practices. Applicable to a wide variety of materials, plasma treatments concentrate hydrophobic and hydrophilic modifications to the surface of a polymer membrane without affecting the bulk membrane properties.

The effect of plasma–polymer interactions on the surface of treated polymer material is explained by four principle mechanisms: 1 – cleaning, 2 – ablation or etching, 3 – crosslinking and 4 – chemical structure modification (Strobel et al. 1994). Factors such as polymer chemistry, gas chemistry, reactor design and process conditions influence the results of plasma treatment (Liston 1989). Plasma processing with non-film forming gases (i.e. - oxygen, hydrogen, carbon dioxide, nitrogen and ammonia) has been utilized for hydrophilic treatments by incorporating polar functional groups at the surface of a polymer membrane (Bryjak et al. 2002; Wavhal and Fisher 2005; Kim et al. 2002). When combined with an inert gas, non-film forming gases dissociate weak surface bonds by ion bombardment and free radical reactions to produce various oxygen, amine and amide containing functional groups at the membrane surface (Cheng 2011). Polymer membranes treated by non-film forming gas plasmas would illustrate altered chemical activity and surface characteristics such as wettability and adhesion. In contrast, plasma processing with film forming gases (CF4, SF6 and C4F8) has been employed for hydrophobic treatments of polymer membranes (Gomathi et al. 2008; Selli et al. 2001; Booth et al. 1999). The polymerizing ability of such gases is conducive to deposition applications at the surface of polymer membranes. Under appropriate conditions, chain growth is propagated in the gas phase due to the abundance of reactive free radicals present during plasma formation. Gas phase polymer chains are then deposited onto the polymer surface at activated sites. In addition to polymerization of the process gas, polymerization can also occur at the surface of the membrane. Following deposition of fragmented monomers to the activated membrane surface, subsequent chain growth can occur by surface reactions with additional fragments present in the plasma (Cheng 2011). The ability to design a process tailored to introduce select physical and chemical characteristics (functional groups and physical properties) onto the surface of a membrane while maintaining the bulk polymer properties, demonstrates the versatility of plasma treatments.

Presented here is a research investigation of a unique approach to the preparation of biomimetic membranes. Although a number of applications exist for plasma treated microporous polymer membranes, they have not been extensively studied as a platform for biomimetic membranes in dissolution testing. Plasma modifications can be manipulated to produce biomimetic polymer membranes that act as a surrogate for the intestinal membrane, thus tailoring their application for dissolution testing (Puppolo et al. 2017). A schematic showing the biomimetic membranes in an experimental permeation/dissolution chamber that exploits the amphipathic nature of the membrane is presented in Fig. 1 . In this study, hydrophobic (CF4, C6F14 and DCM) and hydrophilic (H2O) plasma treatments were screened for surface modifying capabilities with hydrophilic (PES and nylon) and hydrophobic (PP) polymer membrane systems respectively. The surface properties of modified membranes were characterized by water contact angle (CA) testing, X-ray photoelectron spectroscopy (XPS) and scanning electron microscopy with energy dispersive X-ray spectroscopy (SEM-EDS) analytical techniques to evaluate the extent of treatment, membrane morphology and chemical composition of the membrane surfaces.

Fig. 1
figure 1

Schematic illustration of a biomimetic membrane and the membrane-permeation dissolution apparatus



Polyethersulfone (diameter – 25 mm, pore size – 0.03 μm, 0.2 μm and 0.45 μm, nominal thickness – 110 μm to 150 μm), nylon (diameter – 25 mm, pore size – 0.1 μm, 0.2 μm and 0.45 μm, nominal thickness – 65 μm to 125 μm) and polypropylene (diameter – 25 mm, pore size – 0.22 μm and 0.45 μm, nominal thickness – 110 μm) polymer membrane filters were purchased from Sterlitech Corporation (Washington, USA). All ACS or reagent grade solvents (dichloromethane and methanol) and perfluorohexane (98 + % purity) were obtained from VWR (New Jersey, USA). Commercial grade tetrafluoromethane (99.2% purity) gas was purchased from Concorde Specialty Gases (New Jersey, USA). Ultrapure water (18 MΩ•cm) was obtained from a Milli-Q® purification system (EMD Millipore, New Jersey, USA).

Membrane modification

Plasma treatment

A PDC-32G inductively coupled plasma cleaner equipped with a PDC-32Q quartz chamber and PDC-32 T sample tray was kindly loaned from Harrick Plasma (New York, USA) for hydrophobic and hydrophilic plasma treatments of polymer membranes. This apparatus uses a 13.56 MHz radio frequency signal to generate the plasma. Membranes were positioned on the quartz sample tray and secured by a polytetrafluoroethylene membrane holder. The system was purged with nitrogen gas and evacuated by vacuum to a base pressure of ~500 mTorr for 5 min to remove any volatilized degradation products and saturate the chamber with water vapor. For the hydrophilic treatments of PP membranes, H2O was introduced as a liquid via a gas tight syringe and evaporated at a rate controlled by the pressure of the system (~100 mTorr). For the hydrophobic treatments of PES and nylon membranes, process gas (CF4) was introduced to the chamber at a rate of 10 psi through a three-way needle valve, process solvents (DCM, C6F14) were introduced as a liquid via a gas tight syringe and evaporated at a rate controlled by the pressure of the system (~100 mTorr). Following equilibration of the plasma chamber, the glow discharge was initiated at 18 W for various treatment times (1–5 min). For PES membranes a 30-min treatment was evaluated for completeness. To ensure plasma uniformity, the chamber pressure was maintained at ~500 mTorr. Upon completion of the plasma treatment, the RF generator was switched off and the chamber was evacuated for 5 min before venting to atmospheric pressure.

Membrane characterization

Water contact angle

To quantify the wettability of membranes, water contact angle analyses of unprocessed and plasma treated polymer membranes were performed on a static contact angle apparatus (Hovione LLC, New Jersey, USA). A sessile drop was formed by dispensing 50 μL of ultrapure water through a gas tight syringe onto the horizontal membrane surface. The drop was stabilized on the membrane surface for 5 s to reach static state and an image of was captured. Contact angles were measured from the images. Analyses were performed in triplicate.

Scanning electron microscopy (SEM)

A FEI Quanta 450 FEG environmental scanning electron microscope (FEI, USA) equipped with a X-Max silicon drift energy dispersive x-ray detector (Oxford Instruments, UK) was used to characterize the surface morphology and elemental composition of unprocessed and plasma treated polymer membranes. Analyses were performed under low vacuum with an applied acceleration voltage of 10 kV. SEM images were obtained using a secondary electron (SE) detector and collected at 20,000× and 40,000× magnifications. Elemental analysis of polymer membrane cross sections was performed using an energy dispersive x-ray spectrometer and analyzed with Aztec 2.1 software (Oxford Instruments, UK).

X-ray photoelectron spectroscopy (XPS)

The chemical composition of membrane surfaces was determined by using a VG Scientific XPS with a Mg Kα X-ray source operating at 280 W, 15 kV × 25 mA. Pass energy of 50 eV was used for all spectra. Samples of unprocessed and processed polymer membranes were prepared by securing the membrane to the sample holder with copper tape. All data was analyzed using CasaXPS software. The C 1 s peak was used to eliminate static charging effects. Atomic ratios were normalized using known cross sections as describe in the published work of Wagner et al. (1981). Elements were identified by their strongest binding energy regions: C 1s (287 eV), O 1s (531 eV), S 2p (165 eV), N 1s (402 eV) and F 2p (710 eV).

In vitro membrane-permeation dissolution

A description of the dissolution procedure can be seen in Puppolo et al. (2017).

Results and discussion

Membrane treatment

Water vapor plasma treatment of polypropylene membranes

To engineer a membrane with asymmetric surface properties, water vapor plasma treatments were performed to enhance the wettability of a hydrophobic polypropylene membrane. The surface state of treated polypropylene membranes was characterized using water contact angle measurements to assess the efficiency of the water vapor plasma treatment (Table 1). Treated polypropylene membranes exhibited improved wettability and were visually equivalent to unprocessed membranes by microscopy. Triplicate analysis of treated polypropylene membranes indicated the hydrophilic surface functionalization groups were removed following exposure to water during initial testing. The initial increased wettability of the membranes may be attributed to hydrophilic species existing in the pores of the membrane, which are subsequently absorbed into the bulk water during the first contact angle measurement. Due to the limited stability of the surface modification on treated membranes, the water vapor plasma treatment was not investigated for application in a membrane-permeation dissolution apparatus/method.

Table 1 Contact angle of unprocessed and plasma treated membranes (n = 3)

Dichloromethane plasma treatment of polyethersulfone and nylon membranes

Chlorinated plasmas have been employed for hydrophilic modifications of saturated hydrocarbon polymers, such as polypropylene, to increase membrane wettability. (Upadhyay and Bhat 2003; Strobel et al. 1985). In addition to hydrophilic treatments, studies also suggest the application of chlorinated plasmas for hydrophobic modifications through the deposition of polymerized chlorinated films or hydrogen atom replacement (Hubert et al. 2013). To tailor the surface of polymer membranes to exhibit amphipathic properties, DCM plasma treatment of hydrophilic PES and nylon membranes was executed to decrease the apical surface wettability.

Treated PES and nylon membranes demonstrated decreased wettability (increased hydrophobicity) compared to unprocessed membranes. Water contact angles of unprocessed and processed PES and nylon membranes is shown in Table 1. Sessile drop results demonstrate a significant enhancement of the water contact angle (PES: 0° to 95° and nylon: 0° to 115°) at the surface of treated membranes. The non-plasma exposed surface of chlorinated PES and nylon membranes (data not shown) displayed contact angle measurements identical to that of unprocessed membranes (0°), thereby producing treated membranes possessing amphipathic properties, i.e. a hydrophobic side and a hydrophilic side.

SEM was used to characterize the surface morphology and atomic composition of unprocessed and chlorinated PES and nylon membranes. Although the surface transformation of unprocessed and chlorinated nylon membranes was difficult to detect by SEM analysis, images of unprocessed and DCM plasma treated PES membranes displayed a distinct surface restructuring (Fig. 2). An evaluation of unprocessed and chlorinated PES membrane surface images exemplifies a significant decrease in porosity, suggesting surface polymer crosslinking or thin film deposition (Fig. 2). In conjunction with the cross-linking of polymer chains, the deposition phenomenon can be explained by the polymerization of the DCM process gas, either on the surface of the polymer membrane or in the gaseous plasma (Zhao et al. 2013). Such interactions have been cited for fluorinated plasmas that utilized a low discharge power (Yasuda 1978).

Fig. 2
figure 2

SEM images at 40,000× of (a) untreated PES membranes and (b) DCM plasma treated PES membranes

The elemental proportions of PES membranes were examined with SEM – EDS to identify the presence of chlorine on the membranes surface (Table 2). The elemental ratios conveyed in Table 2 allude to polymer ablation and surface activation plasma modification mechanisms. A significant reduction of the oxygen/carbon (O/C) ratio (0.19 ➔ 0.10) inferred ablation of the oxygen atoms is associated with (a) the sulfonyl functional group or (b) scission of the ether linkage. Concurrent with ablation, chlorinated species may attach at sites where free radicals are present. Plasma discharge of DCM generates chlorinated methyl radicals and chlorine radicals in addition to other chlorinated moieties (Eqs. 13) (Martinez et al. 2012).

$$ e+\mathrm{C}{\mathrm{H}}_2{\mathrm{Cl}}_2\to \kern0.5em \bullet \mathrm{C}{\mathrm{H}}_2\mathrm{Cl}+\bullet \mathrm{C}\mathrm{l} $$
$$ \mathrm{C}{\mathrm{H}}_2{\mathrm{Cl}}_2+\bullet \mathrm{C}\mathrm{l}\to \kern0.5em \bullet \mathrm{C}\mathrm{H}{\mathrm{Cl}}_2+\mathrm{HCl} $$
$$ \bullet \mathrm{C}{\mathrm{H}}_2\mathrm{Cl}+\bullet \mathrm{C}{\mathrm{H}}_2\mathrm{Cl}\to \mathrm{C}\mathrm{lC}{\mathrm{H}}_2-\mathrm{C}{\mathrm{H}}_2\mathrm{Cl} $$
Table 2 Summary of elemental modifications on PES membranes after DCM plasma treatment (n = 1)

Perfluorohexane plasma treatment of polyethersulfone and nylon membranes

Fluorocarbon plasmas promote two treatment mechanisms: 1 – fluorination and 2 – polymerization, each of which is contingent on the fluorine/carbon ratio of the process gas/solvent. A plasma gas discharge with a large fluorine/carbon ratio (> 3) will induce fluorination rather than polymerization (Coburn and Winters 1979). Deposition and/or polymerization of plasma moieties to polymer membranes can be used to introduce a variety of (CF2)n polymer units to the surface and enhance the biomimetic nature of the membrane. Perfluorohexane plasma treatment of PES and nylon membranes was performed to generate hydrophobic surfaces. Water contact angles of unprocessed and perfluorohexane plasma treated PES and nylon membranes can be seen in Table 1. Sessile drop results portray an enhanced water contact angle (PES: 0° to 110° and nylon: 0° to 120°) at the surface of treated membranes. Relative to PES, nylon membranes appear more susceptible to fluorination by perfluorohexane plasma. This suggests the removal of hydrogen atoms from saturated carbons on the polymer backbone by fluorinated radical species.

Perfluorohexane plasma treated PES and nylon membranes were characterized by SEM (Fig. 3). Compared to unprocessed membranes, fluorinated membranes showed surface morphology changes such as enhanced porosity and rigidity. Increased surface rigidity is implied by the enhanced surface density of the polymer chains as evidenced by the decreased pore size of treated membranes, as well as the implied barriers to translation motion of the polymer chains related to the greater steric bulk of fluorine atoms as compared to hydrogen atoms. No direct quantitative measurement of rigidity was performed in this study; instead, increased rigidity was inferred from SEM images and theoretical considerations. The most ostensible explanation regarding membrane pore size reduction is cross-linking and/or polymerization. Due to a small fluorine/carbon ratio (<3), C6F14 can produce a complex arrangement of species that can be extensively cross-linked, making it a prime candidate for polymerization. Fluorochemical functionalization is initiated through the bombardment of unsaturated carbon-carbon bonds by neutral and ionic species (PES membranes) and hydrogen abstraction followed by reaction with fluorine radical species (nylon membranes). The corresponding liquid repellency behavior of perfluorohexane plasma treated PES and nylon membranes is indicated by the surface roughness (porosity and rigidity) observed in SEM images (Fig. 3). A generalized reaction pathway in which perfluorohexane monomers undergo chain-growth polymerization is presented in Eqs. 45.

$$ e+\mathrm{M}\to \kern0.5em \bullet \mathrm{X} $$
$$ \bullet \mathrm{X}+\mathrm{M}\to \kern0.5em \mathrm{X}-\mathrm{M}\bullet $$
Fig. 3
figure 3

SEM images at 25,000x of (a) untreated nylon membranes, (b) perfluorohexane plasma treatment of nylon membranes, (c) untreated PES membranes and (d) perfluorohexane plasma treated PES membranes

Note: ∙ X represents a fragmented free radical species.

Tetrafluoromethane plasma treatment of polyethersulfone and nylon membranes

The current work evaluates the dissociation of tetrafluoromethane as a plasma process gas and the subsequent interaction of reactive species with hydrophilic PES and nylon polymer membrane surfaces. When the electron energy exceeds the ionization potential, dissociative ionization will produce various fragments and species. Although tetrafluoromethane possesses a relatively high ionization potential (17.8 eV), it was selected as a process gas due to its fluorine/carbon (F/C) ratio, which corresponds with the ability to produce an overabundance of excited fluorine species in the plasma state (Kiser and Hobrock 1965; Reed 1955). Surfeit fluorine radicals can bind onto the surface of saturated and unsaturated hydrocarbons through hydrogen abstraction and double bond addition pathways, respectively (Fig. 4) (Hopkins and Badyal 1995). In addition to fluorine radicals, CFx (where x = 1, 2 or 3) radicals can graft onto the surface of polymer membranes through similar mechanisms.

Fig. 4
figure 4

Surface fluorination suggested pathways for (a) saturated and (b) unsaturated hydrocarbons

Several pore sizes of nylon and PES were treated with CF4 plasmas. The structure and composition of treated and untreated membranes were characterized using SEM-EDS. SEM images of the top and bottom surfaces of nylon and PES membranes can be seen in Figs. 5 and 6. Untreated nylon (Fig. 5ab) membranes present morphology similar at both surfaces. Untreated PES (Fig. 6ab) membranes illustrate a different morphology on the top and bottom surface. The effectiveness of the CF4 plasma treatment to modify the only exposed surface (top) of nylon and PES membranes is shown in Figs. 5cd and 6cd, respectively. The bottom surfaces of treated nylon (Fig. 5d) and PES (Fig. 6d) membranes are equivalent to that of their untreated counterparts (Fig. 5b and 6b, respectfully). Images of treated nylon and PES membranes indicate an increased number of pores, but of reduced diameter following plasma treatment, which is in agreement with the modification mechanism of plasma ablation (Figs. 5a vs. c and 6a vs. c). Plasma ablation occurs at the outermost surface of the polymer membrane and emanates from the disruption of weak covalent C-H bonds by energetic electrons and ions. Coinciding with ablation, surface activation of nylon and PES membranes is also evident, as emphasized by the relative increase of fluorine (Table 3). Table 3 summarizes the elemental modifications on treated nylon and PES membranes.

Fig. 5
figure 5

SEM images at 20,000x of (a) top surface of untreated nylon membranes, (b) bottom surface of untreated nylon membranes, (c) top surface of CF4 plasma treated nylon membranes, (d) bottom surface of CF4 plasma treated nylon membranes

Fig. 6
figure 6

SEM images at 20,000x of (a) top surface of untreated PES membranes, (b) bottom surface of untreated PES membranes, (c) top surface of CF4 plasma treated PES membranes, (d) bottom surface of CF4 plasma treated PES membranes

Table 3 Surface chemical composition and atomic ratio of change of Nylon and PES modified by CF4 plasma treatment (n = 1)

Composition changes on the surface of nylon and PES membranes after CF4 plasma treatment were evaluated using EDS and XPS. Compared to EDS, XPS offers more accurate quantitative analysis of surface structures as well as chemical bonding information. As shown in Table 3, EDS results demonstrate that prior to CF4 plasma treatment, the initial elemental C:N:O and C:S:O ratios for nylon and PES membranes respectively were 79:10:11 and 80:5:15. Similarly, XPS results indicate that prior to CF4 plasma treatment, the initial elemental C:N:O and C:S:O ratios for nylon and PES membranes respectively were 75:12:13 and 79:4:18. Elemental ratios of untreated membranes are similar, which indicates the accuracy of fitting. Atomic percentages acquired from both techniques suggest that preceding the CF4 plasma treatment the most abundant element for each membrane type was carbon. Following CF4 plasma treatment, the most copious element for PES membranes remained carbon; however, EDS and XPS analysis indicated a significant increase in fluorine content. Following CF4 plasma treatment, the most abundant element for nylon membranes was fluorine.

Using EDS analysis, the ratio of F/C increased from (0.00 ➔ 0.06) and (0.00 ➔ 0.03) from untreated to treated nylon and PES membranes respectively. Using XPS analysis, the ratio of F/C increased from (0.00 ➔ 1.10) and (0.00 ➔ 0.48) from untreated to treated nylon and PES membranes respectively. A larger percentage of fluorine depicted by XPS analysis relative to bulk EDS analysis indicates that most of the fluorine is confined to the surface of the membrane. Furthermore, the x-ray penetration depth is considerably small using the XPS technique; thus analysis only observes the top few nanometers of the polymer membranes. During EDS analysis the size of the interactive space increases with the acceleration voltage. Considering the applied acceleration voltage, it is likely EDS analysis penetrates further than the surface of the membrane and represents the bulk properties of the material. An increase in the F/C ratio advocates a deposition or activation of fluorinated species on the surface of the membrane.

Mechanistically, it is suggested that the reactive species likely present as a result of CF4 dissociation are CF, CF2, CF3 radicals and F atoms in addition to other ions (Fig. 7, Eqs. 610) (Wei et al. 2012; Bae et al. 2001; Henniker Plasma 2016). XPS spectrum suggests that the formation of CF2-CF2, CF and CF3 bonds at the surface of each polymer membrane lead to an enriched fluorine percentage (Fig. 8). An extended treatment time of 30 min revealed a significant increase in fluorine content; however, the 30-min treatment time appeared to negatively alter the physical properties of the membrane making it fragile and discolored. The enlarged fluorine percentage is described by the plasma modification mechanism of activation, by which hydrogen is substituted with fluorine and various fluorocarbon species. Fluorination of nylon and PES membranes by substitution of hydrogen atoms with fluorine is an energetically favorable process in which HF is a byproduct (Strobel et al. 1985; Flamm et al. 2012; Hopkins and Badyal 1994; Inagaki et al. 1991). In addition to the notion of fluorocarbon chains, cross-linking is also as a potential mechanism as a result of addition reactions to a polymer benzene ring. Concomitant with morphology observations of an increased number of pores in treated membranes, the exchange of hydrogen with fluorine at the surface of the nylon and PES membranes also results in a more rigid structure. Increased rigidity is an outcome of the rotational and translation hindrance due to the larger atomic size of fluorine compared to hydrogen (Hopkins and Badyal 1996). The plasma modifications describing enhanced rigidness and porosity are therefore a combination of activation and ablation. Results from SEM-EDS and XPS data support the hypothesis that CF4 plasma treatment of nylon and PES membranes leads to the formation of fluorinated layer at the surface of the membrane, which affects the morphology (rigidness) and hydrophobicity (Teflon like C-F bonds).

$$ e+{\mathrm{CF}}_4\to e+{\mathrm{CF}}_3+\mathrm{F} $$
$$ e+{\mathrm{CF}}_4\to e+{\mathrm{CF}}_2+2\mathrm{F} $$
$$ e+{\mathrm{CF}}_3\to e+{\mathrm{CF}}_2+\mathrm{F} $$
$$ e+{\mathrm{CF}}_2\to e+\mathrm{CF}+\mathrm{F} $$
$$ e+\mathrm{C}\mathrm{F}\to e+\mathrm{C}+\mathrm{F} $$
Fig. 7
figure 7

Schematic illustration of CF4 plasma treatment on nylon and PES membranes adapted from references (Wei et al. 2012; Hopkins and Badyal 1996)

Fig. 8
figure 8

XPS core level spectra for untreated and CF4 plasma treated (a) nylon and (b) PES membranes

Key characteristics embodying a biomimetic polymer membrane are a 1 – upon hydration in an aqueous environment an unstirred water layer is formed and 2 – a hydrophobic surface mimics the lipophilic features of the intestinal epithelial cells. SEM, EDS and XPS data confirm the effectiveness of CF4 plasma treatments to create a hydrophobic surface on hydrophilic nylon and PES membranes. Further quantification on the change at the modified hydrophobic surface of the membranes is done using water contact angle analysis. The water contact angle (CA) is primarily affected by, hydrophilicity, roughness and porosity (Cassie and Baxter 1944). The increase in water contact angles further supports this notion for nylon and PES membranes. Results demonstrate a significant rise in the water contact angle (nylon: 0° to 135°, PES: 0° to 125° as well as 40° to 125°) at the surface of treated membranes (Table 1). The contact angle of PES membranes was dependent upon the surface analyzed. The water contact angles also verify that the CF4 plasma treatment only affects the surface exposed to the plasma for nylon and PES membranes. Plasma treatments result in a membrane that retains the original hydrophilic properties of nylon (CA: 0° to 0°) and PES (CA: 0° to 0°, as well as 40° to 40°) on one surface while introducing hydrophobic properties on the other.

Application of CF4 plasma treated biomimetic membranes in membrane-permeation dissolution studies

This research was designed to construct a biomimetic membrane that could be employed to predict the performance of amorphous solid dispersions using a membrane-permeation dissolution method; which thereby, provides rationale and support during formulation development. In a supplemental study, a detailed comparison of the CF4 plasma treated polymer membranes and porcine intestines is presented by Puppolo et al. (Puppolo et al. 2017). This work demonstrates the biomimetic nature of the plasma treated polymer membranes by evaluating multiple statistical relationships, including Bland-Altman analysis and correlation coefficients (Puppolo et al. 2017). It should be noted that of the four membrane modifications investigated (H2O, DCM, C6F14, CF4), only CF4 plasma treated membranes provided reproducible dissolution performance. Following a comprehensive assessment of the dissolution performance (area under the dissolution curve and flux values) for CF4 plasma treated nylon and PES membranes relative to porcine intestines, PES membranes with a pore size of 0.1 μm were employed for a comparison of hot melt extruded and spray dried Felodipine solid dispersions (Puppolo et al. 2017). The supplemental work presented by Puppolo et al. illustrates the utility of CF4 plasma treated membranes in a membrane-permeation dissolution experiment (Puppolo et al. 2017).


Industry accepted in vitro dissolution methodologies expend numerous resources to emulate in vivo conditions. To that point, existing membrane-permeation dissolution techniques utilize membranes that are expensive to manufacture and may be unrepresentative of the intestinal epithelium as they exhibit thick unstirred aqueous layers, large molecular weight cut-offs and limited stability in buffered environments. Plasma modification of polymer membranes is a viable solution to membrane limitations. In the current work, synthetic biomimetic polymer membranes were explored as an option to circumvent undesirable membrane. Conducive to the success of plasma modified microporous membranes are advantageous factors such as cost, lifetime, chemical/pH compatibility and control over the depth of the unstirred aqueous layer. A few shortcomings regarding plasma treated polymer membranes are treatment homogeneity, treatment depth and lack of efflux transporters. As shown in low temperature hydrophilic and hydrophobic plasma treatment studies, tailored polymer membrane modifications depicted asymmetric surfaces and possessed amphipathic properties. The type of membrane modification proved dependent upon the selected process gas and/or solvent.

Water vapor plasma treatment of hydrophobic polypropylene membranes demonstrated increased membrane aqueous wettability; however, were limited by treatment stability compared to hydrophobic treatments. Dichloromethane and perfluorohexane plasma treatments of hydrophilic PES and nylon membranes engendered chlorinated and fluorinated hydrophobic surfaces respectively; however, such treatments suffered from reproducibility challenges. Due to a fluorine/carbon ratio (>3), results from CF4 plasma treatments indicated surface fluorination of PES and nylon membranes occurred. Observations suggest fluorination as a more effective and less destructive treatment technique. Dissolution testing was used to compare treated membranes with porcine intestines (Puppolo et al. 2017). Dissolution results indicated that CF4 plasma treated PES membranes with a pore size of 0.1 μm exhibited similar transport properties when compared to porcine intestines.


C6F14 :



Water contact angle

CF4 :





Gastrointestinal tract




Parallel artificial membrane permeability assay






Scanning electron microscopy energy dispersive x-ray spectroscopy


X-ray photoelectron spectroscopy


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The authors would like to gratefully acknowledge the financial support of Hovione LLC. The authors would also like to thank Dr. Dmitriy Dikin for his assistance in performing SEM-EDS analyses.

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TD carried out the plasma treatments, participated in membrane surface analysis and assisted in drafting the manuscript. EC carried out XPS experiments and data analysis. DS participated in the drafting of the manuscript. SJV participated in the design of the plasma treatment study and assisted with the data analysis of surface characterization experiments. BW participated in the design of the study, performed the water contact analyses and coordinated the draft of the manuscript. JH and MP conceived of the study, participated in the design and coordination of the study and helped to draft the manuscript. All authors read and approved the final manuscript.

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Correspondence to Michael M. Puppolo.

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Puppolo, M.M., Hughey, J.R., Weber, B. et al. Plasma modification of microporous polymer membranes for application in biomimetic dissolution studies. AAPS Open 3, 9 (2017).

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